Robinhood Markets, Inc. vs Associated Capital Group, Inc., risk disclosures compared

2topics both disclose

10only Robinhood Markets, Inc.

0only Associated Capital Group, Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	Robinhood Markets, Inc.	Associated Capital Group, Inc.
Business Continuity	22	11
Third Party Risk Management	2	2

Only Robinhood Markets, Inc.

Topic	Filings
Ransomware	9
Operational Resilience	8
Restatement	6
Artificial Intelligence	4
Data Residency	2
Privacy Compliance	2
Consent Order	1
Enforcement Action	1
Internal Control	1
Regulatory Investigation	1

Only Associated Capital Group, Inc.

Nothing.

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

Robinhood Markets, Inc. · Associated Capital Group, Inc. · All companies