Securities and investment · HOOD

Robinhood Markets, Inc.

35 filings mentioning 12 of the compliance and risk topics we track, most recently 2026-07-30. Every row links to the filing on EDGAR.

Page built . This page is derived from the framework corpus, which changes when the corpus is extended rather than daily.

35filings we hold
12topics disclosed
Securities and investmentindustry
CAbased in

Across 35 filings we hold, Robinhood Markets, Inc. has written down 12 of the topics we track. That places it 7 of 34 companies we hold in securities and investment, by how much we have collected.

Robinhood Markets, Inc. has written 12 of our tracked topics into its filings. What it disclosed is public. What that now obligates is not, and it is 841 controls.From SEC filings and our framework corpus

What it discloses

Tracked topics appearing in this company's filings, most frequent first. Each opens the topic, where you can see who else files it and what it obligates.

Business Continuity22
Ransomware9
Operational Resilience8
Restatement6
Artificial Intelligence4
Data Residency2
Privacy Compliance2
Third Party Risk Management2
Internal Control1
Regulatory Investigation1
Consent Order1
Enforcement Action1
TopicFilingsMost recent
Business Continuity222026-07-30
Ransomware92026-07-30
Operational Resilience82026-07-30
Restatement62026-03-24
Artificial Intelligence42025-02-12
Data Residency22021-10-29
Privacy Compliance22021-10-29
Third Party Risk Management22021-10-29
Internal Control12026-06-26
Regulatory Investigation12026-06-25
Consent Order12026-06-25
Enforcement Action12024-05-06

What this obligates

Every instrument below governs something Robinhood Markets, Inc. has written into a filing. This maps to obligations within those frameworks. It is not a finding that the company has failed any of them, and nothing here establishes noncompliance.

NIST SP 800-161 Rev 1191
ISO 27001:2013114
ISO 27001:2022112
NIST Cybersecurity Framework 2.0106
ISO/IEC 42001:202379
NIST AI Risk Management Framework (AI RMF 1.0)66
ISO 22301:201949
EU AI Act45
GDPR40
ISO 37001:201639

10 frameworks, 841 controls between them, deduplicated across topics.

And what those same controls reach into

The controls behind those frameworks also appear in the instruments below, which suggests increased attention to them follows from the same work rather than from a separate programme.

ISO 27701:2019805
ISO 27002:2022594
NIS2 Directive201
PCI DSS 4.0183
COBIT 2019148

Tell me when Robinhood Markets, Inc. files something new

One email when there is a new SEC filing, naming what it is and what our corpus says it puts in scope. Nothing else, and one click to stop.

When it filed

Filings we hold, by year. Hover a bar for the count. Peak 9 in 2024.

21
22
23
24
25
26

Recent filings

FiledFormItem
2026-07-3010-Qfiling
2026-06-268-KDirector or officer departurefiling
2026-06-258-KEntry into a material agreement, Item 2.03, Item 3.02filing
2026-04-2910-Qfiling
2026-03-248-KEntry into a material agreement, Item 2.03, Regulation FD disclosurefiling
2026-02-2010-K/Afiling
2026-02-1810-Kfiling
2025-11-0610-Qfiling
2025-07-3110-Qfiling
2025-05-0110-Qfiling
2025-03-258-KEntry into a material agreement, Item 2.03, Director or officer departurefiling
2025-02-1810-Kfiling

Others in securities and investment

The companies we hold most on in the same industry classification. Each opens side by side with this one.

CompanyFilings
ACAssociated Capital Group, Inc.13compare →
BLKBlackRock Inc.28compare →
BLKBlackRock, Inc.16compare →
COHNCohen & Co Inc.17compare →
COCOWEN INC.11compare →
FRHCFreedom Holding Corp.35compare →

Where this goes next

  1. The topic Robinhood Markets, Inc. files on most, and every other company that files on it:Business Continuity →
  2. How the rest of securities and investment compares, and who files most:Securities and investment →
  3. The failures that these disclosures usually turn out to be:How compliance programmes fail →
  4. What moved across every company we hold this week:What changed →
  5. And how much of any framework you are already carrying without knowing:What you already have →
New here? Signals tracks the compliance and risk language public companies put into their SEC filings, and cross-references it against 723 frameworks and 20,473 controls. See what moved today or check how much of a framework you already cover.

What this page is

Every row comes from SEC full-text search over this company's filings, matched against the compliance and risk phrases we track. It is a record of what the company itself wrote down, in documents it is legally accountable for. It is not an assessment of the company, a rating, or a claim about how well it manages anything.

A phrase appearing in a filing frequently means the risk section mentions it, not that an event occurred. Where an item number indicates an actual event, the Item column says so.

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