Brookfield Oaktree Holdings, LLC vs AMERIPRISE FINANCIAL INC, risk disclosures compared

2topics both disclose

3only Brookfield Oaktree Holdings, LLC

6only AMERIPRISE FINANCIAL INC

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	Brookfield Oaktree Holdings, LLC	AMERIPRISE FINANCIAL INC
Business Continuity	5	3
Restatement	2	2

Only Brookfield Oaktree Holdings, LLC

Topic	Filings
Privacy Compliance	5
Consent Order	3
Material Weakness	1

Only AMERIPRISE FINANCIAL INC

Topic	Filings
Regulatory Reporting	8
Internal Control	7
Operational Resilience	7
Vendor Risk Management	3
Climate Related Disclosure	2
Third Party Risk Management	2

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

Brookfield Oaktree Holdings, LLC · AMERIPRISE FINANCIAL INC · All companies