Not classified

Carlyle Secured Lending III

15 filings mentioning 9 of the compliance and risk topics we track, most recently 2024-11-13. Every row links to the filing on EDGAR.

Page built . This page is derived from the framework corpus, which changes when the corpus is extended rather than daily.

15filings we hold
9topics disclosed
Not classifiedindustry
NYbased in

Across 15 filings we hold, Carlyle Secured Lending III has written down 9 of the topics we track.

Carlyle Secured Lending III has written 9 of our tracked topics into its filings. What it disclosed is public. What that now obligates is not, and it is 652 controls.From SEC filings and our framework corpus

What it discloses

Tracked topics appearing in this company's filings, most frequent first. Each opens the topic, where you can see who else files it and what it obligates.

Privacy Compliance12
Regulatory Reporting2
Business Continuity2
Restatement2
Consent Order2
Internal Control1
Enforcement Action1
Third Party Risk Management1
Operational Resilience1
TopicFilingsMost recent
Privacy Compliance122024-11-13
Regulatory Reporting22024-03-12
Business Continuity22024-03-12
Restatement22022-10-06
Consent Order22022-10-06
Internal Control12024-08-05
Enforcement Action12024-08-05
Third Party Risk Management12024-03-12
Operational Resilience12024-03-12

What this obligates

Every instrument below governs something Carlyle Secured Lending III has written into a filing. This maps to obligations within those frameworks. It is not a finding that the company has failed any of them, and nothing here establishes noncompliance.

NIST SP 800-161 Rev 1191
ISO 27001:2013114
ISO 27001:2022112
ISO 22301:201949
GDPR40
ISO 37001:201639
CCPA/CPRA29
AICPA Privacy Management Framework (PMF)26
ISO 3700126
DORA26

10 frameworks, 652 controls between them, deduplicated across topics.

And what those same controls reach into

The controls behind those frameworks also appear in the instruments below, which suggests increased attention to them follows from the same work rather than from a separate programme.

ISO 27701:2019495
ISO 27002:2022443
ISO/IEC 42001:2023204
COBIT 2019170
PCI DSS 4.0141
NIS2 Directive86
ISO 9001:201553
ISO 22000:201847

Tell me when Carlyle Secured Lending III files something new

One email when there is a new SEC filing, naming what it is and what our corpus says it puts in scope. Nothing else, and one click to stop.

When it filed

Filings we hold, by year. Hover a bar for the count. Peak 6 in 2022.

22
23
24

Recent filings

FiledFormItem
2024-11-1310-Qfiling
2024-08-1210-Qfiling
2024-08-058-KEntry into a material agreement, Regulation FD disclosure, Financial statements and exhibitsfiling
2024-05-1310-Qfiling
2024-03-1210-Kfiling
2023-11-1310-Qfiling
2023-08-1110-Qfiling
2023-05-1510-Qfiling
2023-03-1510-Kfiling
2022-11-1410-Qfiling
2022-10-068-KEntry into a material agreement, Item 2.03, Financial statements and exhibitsfiling
2022-08-1510-Qfiling

Where this goes next

  1. The topic Carlyle Secured Lending III files on most, and every other company that files on it:Privacy Compliance →
  2. How the rest of not classified compares, and who files most:Not classified →
  3. The failures that these disclosures usually turn out to be:How compliance programmes fail →
  4. What moved across every company we hold this week:What changed →
  5. And how much of any framework you are already carrying without knowing:What you already have →
New here? Signals tracks the compliance and risk language public companies put into their SEC filings, and cross-references it against 723 frameworks and 20,473 controls. See what moved today or check how much of a framework you already cover.

What this page is

Every row comes from SEC full-text search over this company's filings, matched against the compliance and risk phrases we track. It is a record of what the company itself wrote down, in documents it is legally accountable for. It is not an assessment of the company, a rating, or a claim about how well it manages anything.

A phrase appearing in a filing frequently means the risk section mentions it, not that an event occurred. Where an item number indicates an actual event, the Item column says so.

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