StoneX Group Inc. vs BGC Group, Inc., risk disclosures compared

6topics both disclose

2only StoneX Group Inc.

6only BGC Group, Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	StoneX Group Inc.	BGC Group, Inc.
Business Continuity	9	13
Restatement	10	5
Regulatory Reporting	2	6
Consent Order	3	4
Internal Control	4	1
Ransomware	2	1

Only StoneX Group Inc.

Topic	Filings
Enforcement Action	5
Artificial Intelligence	1

Only BGC Group, Inc.

Topic	Filings
Operational Resilience	5
Regulatory Investigation	5
Internal Control Over Financial Reporting Material Weakness	2
Climate Related Disclosure	1
Material Weakness	1
Third Party Risk	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

StoneX Group Inc. · BGC Group, Inc. · All companies