SEI INVESTMENTS CO vs Freedom Holding Corp., risk disclosures compared

4topics both disclose

5only SEI INVESTMENTS CO

4only Freedom Holding Corp.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	SEI INVESTMENTS CO	Freedom Holding Corp.
Business Continuity	31	27
Ransomware	12	3
Restatement	3	3
Operational Resilience	4	1

Only SEI INVESTMENTS CO

Topic	Filings
Artificial Intelligence	6
Third Party Risk	5
Third Party Risk Management	4
AI Governance	1
ESG Reporting	1

Only Freedom Holding Corp.

Topic	Filings
Regulatory Reporting	8
Internal Control	5
Data Governance	4
Material Weakness	3

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

SEI INVESTMENTS CO · Freedom Holding Corp. · All companies