NATIONAL HOLDINGS CORP vs CME GROUP INC., risk disclosures compared

2topics both disclose

2only NATIONAL HOLDINGS CORP

7only CME GROUP INC.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	NATIONAL HOLDINGS CORP	CME GROUP INC.
Business Continuity	7	9
Internal Control	1	2

Only NATIONAL HOLDINGS CORP

Topic	Filings
Ransomware	2
Enforcement Action	1

Only CME GROUP INC.

Topic	Filings
Regulatory Reporting	13
Restatement	12
Identity And Access Management	3
Operational Resilience	3
Third Party Risk Management	3
Material Weakness	2
Regulatory Investigation	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

NATIONAL HOLDINGS CORP · CME GROUP INC. · All companies