MARKETAXESS HOLDINGS INC vs Associated Capital Group, Inc., risk disclosures compared

2topics both disclose

10only MARKETAXESS HOLDINGS INC

0only Associated Capital Group, Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	MARKETAXESS HOLDINGS INC	Associated Capital Group, Inc.
Business Continuity	19	11
Third Party Risk Management	3	2

Only MARKETAXESS HOLDINGS INC

Topic	Filings
Regulatory Reporting	28
Operational Resilience	10
Ransomware	8
Artificial Intelligence	7
Restatement	5
SOC 2	3
Climate Related Disclosure	2
Data Breach	1
Enforcement Action	1
Internal Control	1

Only Associated Capital Group, Inc.

Nothing.

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

MARKETAXESS HOLDINGS INC · Associated Capital Group, Inc. · All companies