ConnectOne Bancorp, Inc. vs Ally Financial Inc., risk disclosures compared

5topics both disclose

2only ConnectOne Bancorp, Inc.

10only Ally Financial Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	ConnectOne Bancorp, Inc.	Ally Financial Inc.
Regulatory Reporting	1	31
Internal Control	5	20
Model Validation	2	8
Enforcement Action	3	1
Consent Order	1	1

Only ConnectOne Bancorp, Inc.

Topic	Filings
Material Weakness	3
Restatement	1

Only Ally Financial Inc.

Topic	Filings
Business Continuity	9
Data Governance	8
Third Party Risk Management	3
Climate Related Disclosure	2
Privacy Compliance	2
Ransomware	2
AI Governance	1
Artificial Intelligence	1
Data Breach	1
Model Risk	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

ConnectOne Bancorp, Inc. · Ally Financial Inc. · All companies