BGC Group, Inc. vs NATIONAL HOLDINGS CORP, risk disclosures compared

3topics both disclose

9only BGC Group, Inc.

1only NATIONAL HOLDINGS CORP

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	BGC Group, Inc.	NATIONAL HOLDINGS CORP
Business Continuity	13	7
Ransomware	1	2
Internal Control	1	1

Only BGC Group, Inc.

Topic	Filings
Regulatory Reporting	6
Operational Resilience	5
Regulatory Investigation	5
Restatement	5
Consent Order	4
Internal Control Over Financial Reporting Material Weakness	2
Climate Related Disclosure	1
Material Weakness	1
Third Party Risk	1

Only NATIONAL HOLDINGS CORP

Topic	Filings
Enforcement Action	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

BGC Group, Inc. · NATIONAL HOLDINGS CORP · All companies