AFFILIATED MANAGERS GROUP, INC. vs AMERIPRISE FINANCIAL INC, risk disclosures compared

5topics both disclose

3only AFFILIATED MANAGERS GROUP, INC.

3only AMERIPRISE FINANCIAL INC

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	AFFILIATED MANAGERS GROUP, INC.	AMERIPRISE FINANCIAL INC
Internal Control	9	7
Regulatory Reporting	7	8
Restatement	6	2
Business Continuity	3	3
Third Party Risk Management	2	2

Only AFFILIATED MANAGERS GROUP, INC.

Topic	Filings
Ransomware	7
Regulatory Investigation	7
Consent Order	2

Only AMERIPRISE FINANCIAL INC

Topic	Filings
Operational Resilience	7
Vendor Risk Management	3
Climate Related Disclosure	2

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

AFFILIATED MANAGERS GROUP, INC. · AMERIPRISE FINANCIAL INC · All companies