Tradeweb Markets Inc. vs Intercontinental Exchange, Inc., risk disclosures compared

9topics both disclose

2only Tradeweb Markets Inc.

5only Intercontinental Exchange, Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	Tradeweb Markets Inc.	Intercontinental Exchange, Inc.
Business Continuity	9	29
Ransomware	10	14
Restatement	12	1
Internal Control	1	10
Operational Resilience	3	4
Third Party Risk Management	3	3
Climate Related Disclosure	2	1
Enforcement Action	1	2
Regulatory Investigation	1	1

Only Tradeweb Markets Inc.

Topic	Filings
SOC 2	3
Cross Border Data Transfer	1

Only Intercontinental Exchange, Inc.

Topic	Filings
Material Weakness	9
Consent Order	3
Artificial Intelligence	1
Data Breach	1
ESG Reporting	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

Tradeweb Markets Inc. · Intercontinental Exchange, Inc. · All companies