Company comparison

StoneX Group Inc. vs LPL Financial Holdings Inc.

What each writes into its SEC filings across the topics we track, and where they differ.

6topics both disclose
2only StoneX Group Inc.
5only LPL Financial Holdings Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

TopicStoneX Group Inc. LPL Financial Holdings Inc.
Business Continuity923
Restatement106
Ransomware212
Internal Control45
Consent Order31
Artificial Intelligence12

Only StoneX Group Inc.

Only LPL Financial Holdings Inc.

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

StoneX Group Inc. · LPL Financial Holdings Inc. · All companies