SIEBERT FINANCIAL CORP vs Associated Capital Group, Inc., risk disclosures compared

1topics both disclose

8only SIEBERT FINANCIAL CORP

1only Associated Capital Group, Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	SIEBERT FINANCIAL CORP	Associated Capital Group, Inc.
Business Continuity	9	11

Only SIEBERT FINANCIAL CORP

Topic	Filings
Ransomware	9
Enforcement Action	4
Internal Control	4
Vendor Risk Management	4
Data Breach	1
Material Weakness	1
Regulatory Reporting	1
Restatement	1

Only Associated Capital Group, Inc.

Topic	Filings
Third Party Risk Management	2

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

SIEBERT FINANCIAL CORP · Associated Capital Group, Inc. · All companies