NATIONAL HOLDINGS CORP vs Intercontinental Exchange, Inc., risk disclosures compared

4topics both disclose

0only NATIONAL HOLDINGS CORP

10only Intercontinental Exchange, Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	NATIONAL HOLDINGS CORP	Intercontinental Exchange, Inc.
Business Continuity	7	29
Ransomware	2	14
Internal Control	1	10
Enforcement Action	1	2

Only NATIONAL HOLDINGS CORP

Nothing.

Only Intercontinental Exchange, Inc.

Topic	Filings
Material Weakness	9
Operational Resilience	4
Consent Order	3
Third Party Risk Management	3
Artificial Intelligence	1
Climate Related Disclosure	1
Data Breach	1
ESG Reporting	1
Regulatory Investigation	1
Restatement	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

NATIONAL HOLDINGS CORP · Intercontinental Exchange, Inc. · All companies