LPL Financial Holdings Inc. vs Cboe Global Markets, Inc., risk disclosures compared

5topics both disclose

6only LPL Financial Holdings Inc.

1only Cboe Global Markets, Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	LPL Financial Holdings Inc.	Cboe Global Markets, Inc.
Business Continuity	23	8
Restatement	6	14
Ransomware	12	5
Internal Control	5	2
Material Weakness	5	2

Only LPL Financial Holdings Inc.

Topic	Filings
AI Governance	2
Artificial Intelligence	2
Data Governance	2
Third Party Risk Management	2
Consent Order	1
SOC 2	1

Only Cboe Global Markets, Inc.

Topic	Filings
Operational Resilience	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

LPL Financial Holdings Inc. · Cboe Global Markets, Inc. · All companies