HOULIHAN LOKEY, INC. vs Apollo Global Management LLC, risk disclosures compared

2topics both disclose

6only HOULIHAN LOKEY, INC.

4only Apollo Global Management LLC

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	HOULIHAN LOKEY, INC.	Apollo Global Management LLC
Business Continuity	8	1
Internal Control	3	1

Only HOULIHAN LOKEY, INC.

Topic	Filings
Material Weakness	3
Restatement	3
Third Party Risk Management	3
Audit Committee Oversight	2
Artificial Intelligence	1
Ransomware	1

Only Apollo Global Management LLC

Topic	Filings
Consent Order	4
Regulatory Reporting	4
Whistleblower Program	4
ESG Reporting	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

HOULIHAN LOKEY, INC. · Apollo Global Management LLC · All companies