AssetMark Financial Holdings, Inc. vs ALLIANCEBERNSTEIN L.P., risk disclosures compared

4topics both disclose

5only AssetMark Financial Holdings, Inc.

1only ALLIANCEBERNSTEIN L.P.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	AssetMark Financial Holdings, Inc.	ALLIANCEBERNSTEIN L.P.
Business Continuity	21	14
Regulatory Reporting	7	1
Ransomware	1	6
Restatement	4	1

Only AssetMark Financial Holdings, Inc.

Topic	Filings
Data Residency	2
Material Weakness	2
Enforcement Action	1
Internal Control	1
SOC 2	1

Only ALLIANCEBERNSTEIN L.P.

Topic	Filings
Artificial Intelligence	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

AssetMark Financial Holdings, Inc. · ALLIANCEBERNSTEIN L.P. · All companies