49 controls
85 frameworks share controls with it
International
verified against its source document
Every control below is one this framework asks for. The right hand column counts how
many other frameworks in our corpus carry the same control, which is the difference between
doing this work once and doing it again for the next standard.
ISO 37301:2021 Compliance Management System Evidence & Implementation Kit
49 controls is the documentation set somebody has to write. This is that set,
already written: an adopt-ready artifact for every control in policy and procedure text you
edit rather than draft, and the evidence checklist an auditor asks for against each.
See what is in it, $249
The same set every buyer of this kit receives. Nothing here is produced on request.
What you already have
Frameworks whose controls overlap this one, most first. If you run any of them, the
count is roughly what you have already evidenced.
Every control
| Code | Control | Also in |
|---|
10.1 | Continual improvement | 35 |
10.2 | Nonconformity and corrective action | 29 |
4.1 | Understanding the organization and its context | 27 |
4.2 | Understanding the needs and expectations of interested parties | 21 |
4.3 | Determining the scope of the compliance management system | 12 |
4.4 | Compliance management system | 13 |
4.5 | Compliance obligations | 8 |
4.6 | Compliance risk assessment | 5 |
5.1 | Leadership and commitment | 34 |
5.1.1 | Governing body and top management | 3 |
5.1.2 | Compliance culture | 6 |
5.1.3 | Compliance governance | 6 |
5.2 | Compliance policy | 15 |
5.3 | Roles, responsibilities and authorities | 27 |
5.3.1 | Roles, responsibilities and authorities: governing body and top management | 0 |
5.3.2 | Compliance function | 8 |
5.3.3 | Management | 0 |
5.3.4 | Personnel | 3 |
6.1 | Actions to address risks and opportunities | 27 |
6.2 | Compliance objectives and planning to achieve them | 12 |
6.3 | Planning of changes | 10 |
7.1 | Resources | 10 |
7.2 | Competence | 12 |
7.2.1 | Competence: general | 7 |
7.2.2 | Employment process | 4 |
7.2.3 | Training | 2 |
7.3 | Awareness | 10 |
7.4 | Communication | 43 |
7.5 | Documented information | 26 |
7.5.1 | Documented information: general | 13 |
7.5.2 | Creating and updating documented information | 11 |
7.5.3 | Control of documented information | 11 |
8.1 | Operational planning and control | 24 |
8.2 | Establishing controls and procedures | 12 |
8.3 | Raising concerns | 10 |
8.4 | Investigation processes | 7 |
9.1 | Monitoring, measurement, analysis and evaluation | 26 |
9.1.1 | Monitoring, measurement, analysis and evaluation: general | 8 |
9.1.2 | Sources of feedback on compliance performance | 5 |
9.1.3 | Development of indicators | 1 |
9.1.4 | Compliance reporting | 5 |
9.1.5 | Record-keeping | 8 |
9.2 | Internal audit | 31 |
9.2.1 | Internal audit: general | 7 |
9.2.2 | Internal audit programme | 31 |
9.3 | Management review | 32 |
9.3.1 | Management review: general | 7 |
9.3.2 | Management review inputs | 31 |
9.3.3 | Management review results | 32 |
Tell me when ISO 37301:2021 files something new
One email when a public company newly discloses something this framework governs, naming the company and what our corpus says it puts in scope. Nothing else, and one click to stop.
What an auditor will ask you to produce
The artefacts named on the failure modes this framework speaks to.
- Competence requirements for roles affecting compliance
- Evidence of competence per person
- Effectiveness evaluation of competence actions
- Competence requirements per role in the plan
- Training plan for new personnel and new methods
- Competence requirements and evaluations for compliance-relevant roles
How programmes fail on this
Failure modes named by this framework and others. Each opens the full record.
What this page is
A control-level reference for ISO 37301:2021, drawn from our framework corpus. Control codes and
titles are references to the standard, not reproductions of it. The overlap counts and the
auditor artefacts are our own work and are the part you will not find elsewhere.
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