Banking · PFSI

PennyMac Financial Services, Inc.

44 filings mentioning 9 of the compliance and risk topics we track, most recently 2026-09-14. Every row links to the filing on EDGAR.

Page built . This page is derived from the framework corpus, which changes when the corpus is extended rather than daily.

44filings we hold
9topics disclosed
Bankingindustry
CAbased in

Across 44 filings we hold, PennyMac Financial Services, Inc. has written down 9 of the topics we track. That places it 1 of 10 companies we hold in banking, by how much we have collected.

PennyMac Financial Services, Inc. has written 9 of our tracked topics into its filings. What it disclosed is public. What that now obligates is not, and it is 747 controls.From SEC filings and our framework corpus

What it discloses

Tracked topics appearing in this company's filings, most frequent first. Each opens the topic, where you can see who else files it and what it obligates.

Restatement18
Artificial Intelligence17
Consent Order14
Business Continuity5
Enforcement Action3
Regulatory Reporting2
Internal Control2
Material Weakness1
Vendor Risk Management1
TopicFilingsMost recent
Restatement182026-03-18
Artificial Intelligence172026-09-14
Consent Order142025-08-12
Business Continuity52025-02-19
Enforcement Action32025-08-12
Regulatory Reporting22024-07-31
Internal Control22021-06-17
Material Weakness12021-02-08
Vendor Risk Management12019-03-05

What this obligates

Every instrument below governs something PennyMac Financial Services, Inc. has written into a filing. This maps to obligations within those frameworks. It is not a finding that the company has failed any of them, and nothing here establishes noncompliance.

NIST SP 800-161 Rev 1191
ISO 27001:2013114
ISO 27001:2022112
ISO/IEC 42001:202379
NIST AI Risk Management Framework (AI RMF 1.0)66
ISO 22301:201949
EU AI Act45
ISO 37001:201639
ISO 3700126
DORA26

10 frameworks, 747 controls between them, deduplicated across topics.

And what those same controls reach into

The controls behind those frameworks also appear in the instruments below, which suggests increased attention to them follows from the same work rather than from a separate programme.

ISO 27701:2019493
ISO 27002:2022455
ISO 22301:2019272
COBIT 2019148
ISO/IEC 38500:2024142
PCI DSS 4.0137
NIS2 Directive86
ISO 22000:201846

Tell me when PennyMac Financial Services, Inc. files something new

One email when there is a new SEC filing, naming what it is and what our corpus says it puts in scope. Nothing else, and one click to stop.

When it filed

Filings we hold, by year. Hover a bar for the count. Peak 15 in 2025.

19
20
21
22
23
24
25
26

Recent filings

FiledFormItem
2026-09-148-KRegulation FD disclosure, Financial statements and exhibitsfiling
2026-07-298-KResults of operations, the earnings release, Financial statements and exhibitsfiling
2026-05-058-KResults of operations, the earnings release, Financial statements and exhibitsfiling
2026-03-188-KItem 5.03, Financial statements and exhibitsfiling
2026-01-298-KResults of operations, the earnings release, Financial statements and exhibitsfiling
2025-10-218-KResults of operations, the earnings release, Financial statements and exhibitsfiling
2025-09-088-KRegulation FD disclosure, Financial statements and exhibitsfiling
2025-08-128-KEntry into a material agreement, Item 2.03, Financial statements and exhibitsfiling
2025-08-078-KOther material event, Financial statements and exhibitsfiling
2025-08-078-KOther material event, Financial statements and exhibitsfiling
2025-07-228-KResults of operations, the earnings release, Financial statements and exhibitsfiling
2025-05-088-KEntry into a material agreement, Item 2.03, Financial statements and exhibitsfiling

Others in banking

The companies we hold most on in the same industry classification. Each opens side by side with this one.

CompanyFilings
DIDITECH HOLDING Corp4compare →
FOAFinance of America Companies Inc.12compare →
GHLDGuild Holdings Co21compare →
HPHome Point Capital Inc.9compare →
KDKorth Direct Mortgage Inc.6compare →
ONITOCWEN FINANCIAL CORP18compare →

Where this goes next

  1. The topic PennyMac Financial Services, Inc. files on most, and every other company that files on it:Restatement →
  2. How the rest of banking compares, and who files most:Banking →
  3. The failures that these disclosures usually turn out to be:How compliance programmes fail →
  4. What moved across every company we hold this week:What changed →
  5. And how much of any framework you are already carrying without knowing:What you already have →
New here? Signals tracks the compliance and risk language public companies put into their SEC filings, and cross-references it against 723 frameworks and 20,473 controls. See what moved today or check how much of a framework you already cover.

What this page is

Every row comes from SEC full-text search over this company's filings, matched against the compliance and risk phrases we track. It is a record of what the company itself wrote down, in documents it is legally accountable for. It is not an assessment of the company, a rating, or a claim about how well it manages anything.

A phrase appearing in a filing frequently means the risk section mentions it, not that an event occurred. Where an item number indicates an actual event, the Item column says so.

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