Banking · HWBK

HAWTHORN BANCSHARES, INC.

12 filings mentioning 7 of the compliance and risk topics we track, most recently 2026-09-04. Every row links to the filing on EDGAR.

Page built . This page is derived from the framework corpus, which changes when the corpus is extended rather than daily.

12filings we hold
7topics disclosed
Bankingindustry
MObased in

Across 12 filings we hold, HAWTHORN BANCSHARES, INC. has written down 7 of the topics we track. That places it 79 of 122 companies we hold in banking, by how much we have collected.

HAWTHORN BANCSHARES, INC. has written 7 of our tracked topics into its filings. What it disclosed is public. What that now obligates is not, and it is 593 controls.From SEC filings and our framework corpus

What it discloses

Tracked topics appearing in this company's filings, most frequent first. Each opens the topic, where you can see who else files it and what it obligates.

Business Continuity7
Artificial Intelligence3
Material Weakness1
Enforcement Action1
Internal Control1
Records Retention1
Regulatory Reporting1
TopicFilingsMost recent
Business Continuity72026-03-05
Artificial Intelligence32026-09-04
Material Weakness12026-04-29
Enforcement Action12026-04-29
Internal Control12023-12-27
Records Retention12019-03-14
Regulatory Reporting12019-03-14

What this obligates

Every instrument below governs something HAWTHORN BANCSHARES, INC. has written into a filing. This maps to obligations within those frameworks. It is not a finding that the company has failed any of them, and nothing here establishes noncompliance.

ISO 27001:2013114
ISO 27001:2022112
ISO/IEC 42001:202379
NIST AI Risk Management Framework (AI RMF 1.0)66
ISO 22301:201949
EU AI Act45
GDPR40
ISO 37001:201639
ISO 3700126
COSO Internal Control23

10 frameworks, 593 controls between them, deduplicated across topics.

And what those same controls reach into

The controls behind those frameworks also appear in the instruments below, which suggests increased attention to them follows from the same work rather than from a separate programme.

ISO 27701:2019379
ISO 27002:2022323
COBIT 2019148
ISO/IEC 38500:2024142
PCI DSS 4.0119
NIS2 Directive86
ISO 22000:201846
ISO 37301:202146

Tell me when HAWTHORN BANCSHARES, INC. files something new

One email when there is a new SEC filing, naming what it is and what our corpus says it puts in scope. Nothing else, and one click to stop.

When it filed

Filings we hold, by year. Hover a bar for the count. Peak 4 in 2026.

19
20
21
22
23
24
25
26

Recent filings

FiledFormItem
2026-09-048-KCompletion of an acquisition, Regulation FD disclosure, Financial statements and exhibitsfiling
2026-07-148-KOther material eventfiling
2026-04-298-KEntry into a material agreement, Regulation FD disclosure, Financial statements and exhibitsfiling
2026-03-0510-Kfiling
2025-03-1710-Kfiling
2024-03-1810-Kfiling
2023-12-278-KChange of accountant, Financial statements and exhibitsfiling
2023-03-2910-Kfiling
2020-11-0510-Qfiling
2020-08-0610-Qfiling
2020-05-0710-Qfiling
2019-03-1410-Kfiling

Others in banking

The companies we hold most on in the same industry classification. Each opens side by side with this one.

CompanyFilings
ALRSALERUS FINANCIAL CORP59compare →
AMTBAmerant Bancorp Inc.35compare →
ANAMERICAN NATIONAL BANKSHARES INC.24compare →
ASRVAMERISERV FINANCIAL INC /PA/7compare →
ATLOAMES NATIONAL CORP5compare →
AROWARROW FINANCIAL CORP19compare →

Where this goes next

  1. The topic HAWTHORN BANCSHARES, INC. files on most, and every other company that files on it:Business Continuity →
  2. How the rest of banking compares, and who files most:Banking →
  3. The failures that these disclosures usually turn out to be:How compliance programmes fail →
  4. What moved across every company we hold this week:What changed →
  5. And how much of any framework you are already carrying without knowing:What you already have →
New here? Signals tracks the compliance and risk language public companies put into their SEC filings, and cross-references it against 723 frameworks and 20,473 controls. See what moved today or check how much of a framework you already cover.

What this page is

Every row comes from SEC full-text search over this company's filings, matched against the compliance and risk phrases we track. It is a record of what the company itself wrote down, in documents it is legally accountable for. It is not an assessment of the company, a rating, or a claim about how well it manages anything.

A phrase appearing in a filing frequently means the risk section mentions it, not that an event occurred. Where an item number indicates an actual event, the Item column says so.

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