Company comparison

WADDELL & REED FINANCIAL INC vs COWEN INC.

What each writes into its SEC filings across the topics we track, and where they differ.

4topics both disclose
1only WADDELL & REED FINANCIAL INC
1only COWEN INC.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

TopicWADDELL & REED FINANCIAL INC COWEN INC.
Business Continuity74
Restatement15
Enforcement Action14
Internal Control11

Only WADDELL & REED FINANCIAL INC

TopicFilings
Data Breach1

Only COWEN INC.

TopicFilings
Consent Order2

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

WADDELL & REED FINANCIAL INC · COWEN INC. · All companies