15 U.S.C. § 78dd-2(a) | Prohibition on Bribery by Domestic Concerns | 0 |
15 U.S.C. § 78dd-2(g) | Penalties for Domestic Concerns | 0 |
15 U.S.C. § 78dd-2(h) | Definition of Domestic Concern | 169 |
15 U.S.C. § 78dd-3(a) | Prohibition on Bribery by Other Persons | 0 |
15 U.S.C. § 78dd-3(e) | Penalties for Other Persons | 0 |
15 U.S.C. § 78ff(a) | Criminal Penalties for Accounting Violations | 0 |
15 U.S.C. § 78ff(c) | Criminal Penalties for Anti-Bribery Violations | 0 |
15 U.S.C. § 78m(b)(2)(A) | Books and Records Requirements | 0 |
15 U.S.C. § 78m(b)(2)(B) | Internal Accounting Controls | 0 |
15 U.S.C. § 78m(b)(6) | Subsidiary Accountability | 0 |
15 U.S.C. § 78u(d) | Civil Enforcement Actions | 0 |
FCPA-01 | Anti-Bribery Prohibition on Payments to Foreign Officials | 1 |
FCPA-02 | Books and Records Accuracy | 1 |
FCPA-03 | Internal Accounting Controls | 1 |
FCPA-04 | Third-Party Due Diligence | 1 |
FCPA-05 | Anti-Bribery Contractual Protections | 1 |
FCPA-06 | Facilitating Payments Position | 1 |
FCPA-07 | Gifts, Travel, and Entertainment Controls | 1 |
FCPA-08 | Charitable Contributions and Sponsorships Due Diligence | 1 |
FCPA-09 | Mergers and Acquisitions Successor Liability | 1 |
FCPA-10 | Compliance Programme Resourcing and Authority | 1 |
FCPA-11 | Whistleblower and Reporting Channels | 1 |
FCPA-12 | Investigations Quality and Documentation | 1 |
FCPA-13 | Voluntary Self-Disclosure and Cooperation | 0 |
FCPA-14 | Foreign Subsidiary Oversight | 1 |
FCPA-15 | Distributor and Reseller Margin Analysis | 1 |
FCPA-16 | Political Contributions Controls | 1 |
FCPA-17 | Books and Records for Non-Issuer Domestic Concerns | 1 |
FCPA-18 | Continuous Programme Improvement and Testing | 1 |
USFCPA-1 | Anti-Bribery Provisions and Foreign Officials | 0 |
USFCPA-2 | Accounting Provisions (Books and Records, Internal Controls) | 0 |
USFCPA-3 | Affirmative Defenses (Facilitating Payments, Local Law, Reasonable Expenditure) | 0 |
USFCPA-4 | Compliance Programme and Due Diligence | 0 |
USFCPA-5 | Enforcement, Self-Reporting, Cooperation, Remediation | 0 |