European Union

MiFID II / MiFIR

8 controls. 29 other frameworks in our corpus share controls with it. Here is all of it, and how much of it you are already doing.

Page built . This page is derived from the framework corpus, which changes when the corpus is extended rather than daily.

8 controls 29 frameworks share controls with it European Union verified against its source document

Every control below is one this framework asks for. The right hand column counts how many other frameworks in our corpus carry the same control, which is the difference between doing this work once and doing it again for the next standard.

There is no implementation kit for this framework yet. The control list and the overlap above are free and complete.

What you already have

Frameworks whose controls overlap this one, most first. If you run any of them, the count is roughly what you have already evidenced.

If you runShared controls
ASD Strategies to Mitigate Cyber Security Incidents1measure it →
AWWA Cybersecurity Guidance for the Water Sector (American Water Works Association)1measure it →
FDA 21 CFR Part 111measure it →
FedRAMP Rev 51measure it →
FISMA1measure it →
Ghana Cybersecurity Act1measure it →
HITECH Act1measure it →
HL7 FHIR Security Framework1measure it →
IEC 623511measure it →
ILO Declaration on Fundamental Principles and Rights at Work (Core Conventions)1measure it →
ILO Tripartite Declaration of Principles concerning Multinational Enterprises (MNE Declaration)1measure it →
ISMAP (Japan)1measure it →

Every control

CodeControlAlso in
MiFID-II-Algorithmic-Trading-Article-17-HFT-RTS-6-Tick-Size-Direct-Electronic-Access-Market-MakingMiFID II Algorithmic Trading + Article 17 + HFT + RTS 6 + Tick Size + Direct Electronic Access + Market Making0
MiFID-II-Best-Execution-Article-27-RTS-28-Order-Handling-Best-Possible-Result-Retail-Quality-FactorsMiFID II Best Execution + Article 27 + RTS 28 + Order Handling + Best Possible Result + Retail + Quality Factors0
MiFID-II-Client-Categorisation-Suitability-Appropriateness-Articles-25-30-Annex-II-Retail-Professional-ECPMiFID II Client Categorisation + Suitability + Appropriateness + Articles 25 + 30 + Annex II + Retail + Professional + ECP0
MiFID-II-Conflicts-Inducements-Product-Governance-Articles-23-24-16-3-Commission-Delegated-Directive-2017-593MiFID II Conflicts + Article 23 + Inducements + Article 24 + Product Governance + Article 16(3) + Commission Delegated Directive 2017/5930
MiFID-II-Enforcement-Articles-69-71-Sanctions-Article-70-EUR-5M-10pct-Turnover-Product-Intervention-MiFIR-Article-40-42MiFID II Enforcement + Articles 69-71 + Sanctions + Article 70 + EUR 5M + 10% turnover + Product Intervention + MiFIR Articles 40-420
MiFID-II-Governance-Management-Body-Articles-8-13-Organisation-16-Compliance-Article-22-OutsourcingMiFID II Governance + Management Body + Articles 8-13 + Organisation + Article 16 + Compliance + Article 22 + Outsourcing0
MiFID-II-Scope-Directive-2014-65-MiFIR-Regulation-600-2014-Effective-3-January-2018-ESMA-NCAs-AuthorisationMiFID II + MiFIR Scope + Directive 2014/65 + Regulation 600/2014 + 3 January 2018 + ESMA + NCAs + Authorisation21
MiFIR-Transparency-Pre-Post-Articles-3-11-Equity-Non-Equity-Trading-Obligation-Article-23-26-27-Transaction-ReportingMiFIR Transparency + Pre + Post + Articles 3-11 + Equity + Non-Equity + Trading Obligation + Article 23-26-27 Transaction Reporting8

Tell me when MiFID II / MiFIR files something new

One email when a public company newly discloses something this framework governs, naming the company and what our corpus says it puts in scope. Nothing else, and one click to stop.

What this page is

A control-level reference for MiFID II / MiFIR, drawn from our framework corpus. Control codes and titles are references to the standard, not reproductions of it. The overlap counts and the auditor artefacts are our own work and are the part you will not find elsewhere.

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