APRA CPS 230 Operational Risk Management: every control, and what you already have

43 controls 262 frameworks share controls with it Australia verified against its source document

Every control below is one this framework asks for. The right hand column counts how many other frameworks in our corpus carry the same control, which is the difference between doing this work once and doing it again for the next standard.

APRA CPS 230 Operational Risk Management Evidence & Implementation Kit

43 controls is the documentation set somebody has to write. This is that set, already written: an adopt-ready artifact for every control in policy and procedure text you edit rather than draft, and the evidence checklist an auditor asks for against each.

See what is in it, $249

The same set every buyer of this kit receives. Nothing here is produced on request.

What you already have

Frameworks whose controls overlap this one, most first. If you run any of them, the count is roughly what you have already evidenced.

If you run	Shared controls
NIST Cybersecurity Framework 2.0	43	measure it →
CFTC System Safeguards (17 CFR 37, 38, 39, 49)	40	measure it →
DORA	40	measure it →
FedRAMP High	40	measure it →
FedRAMP Moderate	40	measure it →
NIST SP 800-53 Rev 5	40	measure it →
NIST SP 800-53 Rev 5 MODERATE	39	measure it →
NIST SP 800-53 Revision 5.1 HIGH	39	measure it →
SOC 2	38	measure it →
Cloud Security Alliance Cloud Controls Matrix (CCM) v4.0.1	37	measure it →
ISO 27002:2022	37	measure it →
NIST SP 800-53 Rev 5 LOW	37	measure it →

Every control

Code	Control	Also in
`CPS230-11`	Identification, Assessment and Management of Operational Risk	166
`CPS230-13`	Board Accountability for Operational Risk Management	147
`CPS230-14`	Board Setting of Senior Manager Roles and Responsibilities	21
`CPS230-15`	Operational Risk Elements of the Risk Management Framework	17
`CPS230-16`	Internal Audit Review of the Business Continuity Plan	102
`CPS230-17`	Mandatory Minimum Classification of Critical Operations	10
`CPS230-19`	Tolerance Levels for Each Critical Operation	19
`CPS230-20`	Prevention, Adaptation and Return to Normal Operations	19
`CPS230-24`	Design and Embedding of Internal Controls	23
`CPS230-26`	Critical Operations Register, Continuity Plan and Activation	51
`CPS230-27`	Identification and Escalation of Incidents and Near Misses	90
`CPS230-33`	Systematic BCP Testing Program	23
`CPS230-34`	Tailoring of the Testing Program	18
`CPS230-37`	Service Provider Management Policy	104
`CPS230-39`	Register of Material Service Providers	20
`CPS230-40`	Mandatory Minimum Classification of Material Service Providers	18
`CPS230-43`	Due Diligence Before Entering or Modifying a Material Arrangement	22
`CPS230-45`	APRA Access Provisions in Formal Agreements	10
`CPS230-46`	Ongoing Risk Management of Each Material Arrangement	106
`CPS230-47`	Monitoring and Senior Management Reporting on Material Arrangements	19
`CPS230-49`	Internal Audit Review of Proposed Critical Operation Outsourcing	83
`CPS230-50`	Formal Agreement Content for Material Arrangements	18
`CPS230-66`	Review of Operational Risk Management	19
`CPS230-8`	Board Oversight, Approval of the BCP, Tolerance Levels and Service Provider Policy	14
`CPS230-9`	Management of the Full Range of Operational Risks	19
`CPS230-P12`	Key Principles for Operational Risk, Resilience and Service Providers	14
`CPS230-P15`	Precondition for Reliance on a Service Provider	19
`CPS230-P18`	Integration with the Risk Management Framework and Recovery Planning	10
`CPS230-P23`	Senior Management Information to the Board on Resilience Decisions	12
`CPS230-P25`	Information and Technology Capability and Asset Health	22
`CPS230-P26`	Assessment of Business and Strategic Decisions on the Risk Profile	14
`CPS230-P27`	Comprehensive Assessment of the Operational Risk Profile	22
`CPS230-P28`	Risk Assessment Before Providing a Material Service to Another Party	11
`CPS230-P30`	Monitoring, Review and Testing of Control Effectiveness	23
`CPS230-P31`	Remediation of Material Operational Risk Weaknesses	24
`CPS230-P33`	APRA Notification of Operational Risk Incidents within 72 Hours	21
`CPS230-P40`	Required Content of the Business Continuity Plan	20
`CPS230-P41`	BCP Execution Capability and Tolerance Breach Reporting	19
`CPS230-P42`	APRA Notification of Disruption Outside Tolerance within 24 Hours	14
`CPS230-P45`	Annual Update of the Business Continuity Plan	18
`CPS230-P48`	Required Content of the Service Provider Management Policy	18
`CPS230-P51`	Annual Submission of the Material Service Provider Register to APRA	3
`CPS230-P59`	APRA Notification of Service Agreements and Offshoring	8

Tell me when APRA CPS 230 Operational Risk Management files something new

One email when a public company newly discloses something this framework governs, naming the company and what our corpus says it puts in scope. Nothing else, and one click to stop.

What an auditor will ask you to produce

The artefacts named on the failure modes this framework speaks to.

Role inventory + RACI
Metrics + management review
Annual cycle documentation
Supervisory dialogue records
Role inventory + RACI + DPO designation
Operational controls + tooling investment
list of controls in scope with the basis for inclusion
reference to the system security and privacy plans
record of controls excluded and why
evidence scope matches the purpose of the assessment

How programmes fail on this

Failure modes named by this framework and others. Each opens the full record.

Roles undefined named by 24 frameworks
exclusions undocumented named by 5 frameworks
Dependencies not mapped named by 3 frameworks

What this page is

A control-level reference for APRA CPS 230 Operational Risk Management, drawn from our framework corpus. Control codes and titles are references to the standard, not reproductions of it. The overlap counts and the auditor artefacts are our own work and are the part you will not find elsewhere.

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