Holding and investment offices

CAPSTEAD MORTGAGE CORP

11 filings mentioning 4 of the compliance and risk topics we track, most recently 2021-10-19. Every row links to the filing on EDGAR.

Page built . This page is derived from the framework corpus, which changes when the corpus is extended rather than daily.

11filings we hold
4topics disclosed
Holding and investment officesindustry
TXbased in

Across 11 filings we hold, CAPSTEAD MORTGAGE CORP has written down 4 of the topics we track. That places it 188 of 359 companies we hold in holding and investment offices, by how much we have collected.

CAPSTEAD MORTGAGE CORP has written 4 of our tracked topics into its filings. What it disclosed is public. What that now obligates is not, and it is 304 controls.From SEC filings and our framework corpus

What it discloses

Tracked topics appearing in this company's filings, most frequent first. Each opens the topic, where you can see who else files it and what it obligates.

TopicFilingsMost recent
Business Continuity62021-08-03
Restatement42021-10-19
Internal Control22021-01-12
Material Weakness22021-01-12

What this obligates

Every instrument below governs something CAPSTEAD MORTGAGE CORP has written into a filing. This maps to obligations within those frameworks. It is not a finding that the company has failed any of them, and nothing here establishes noncompliance.

6 frameworks, 304 controls between them, deduplicated across topics.

And what those same controls reach into

The controls behind those frameworks also appear in the instruments below, which suggests increased attention to them follows from the same work rather than from a separate programme.

ISO 27701:2019381
ISO 27002:2022312
ISO/IEC 42001:2023204
COBIT 2019195
PCI DSS 4.0123
NIS2 Directive86
ISO 9001:201553
ISO 22000:201847

Tell me when CAPSTEAD MORTGAGE CORP files something new

One email when there is a new SEC filing, naming what it is and what our corpus says it puts in scope. Nothing else, and one click to stop.

When it filed

Filings we hold, by year. Hover a bar for the count. Peak 7 in 2021.

19
20
21

Recent filings

FiledFormItem
2021-10-198-KCompletion of an acquisition, Delisting or listing rule failure, Item 3.03filing
2021-09-238-KEntry into a material agreement, Financial statements and exhibitsfiling
2021-08-0310-Qfiling
2021-07-268-KEntry into a material agreement, Results of operations, the earnings release, Item 5.03filing
2021-05-0410-Qfiling
2021-02-1910-Kfiling
2021-01-128-KEntry into a material agreement, Financial statements and exhibitsfiling
2020-11-0310-Qfiling
2020-08-0410-Qfiling
2020-05-0510-Qfiling
2019-08-018-KEntry into a material agreement, Financial statements and exhibitsfiling

Others in holding and investment offices

The companies we hold most on in the same industry classification. Each opens side by side with this one.

Where this goes next

  1. The topic CAPSTEAD MORTGAGE CORP files on most, and every other company that files on it:Business Continuity →
  2. How the rest of holding and investment offices compares, and who files most:Holding and investment offices →
  3. The failures that these disclosures usually turn out to be:How compliance programmes fail →
  4. What moved across every company we hold this week:What changed →
  5. And how much of any framework you are already carrying without knowing:What you already have →
New here? Signals tracks the compliance and risk language public companies put into their SEC filings, and cross-references it against 723 frameworks and 20,473 controls. See what moved today or check how much of a framework you already cover.

What this page is

Every row comes from SEC full-text search over this company's filings, matched against the compliance and risk phrases we track. It is a record of what the company itself wrote down, in documents it is legally accountable for. It is not an assessment of the company, a rating, or a claim about how well it manages anything.

A phrase appearing in a filing frequently means the risk section mentions it, not that an event occurred. Where an item number indicates an actual event, the Item column says so.

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