Holding and investment offices

Brookline Capital Acquisition Corp.

12 filings mentioning 7 of the compliance and risk topics we track, most recently 2023-08-10. Every row links to the filing on EDGAR.

Page built . This page is derived from the framework corpus, which changes when the corpus is extended rather than daily.

12filings we hold
7topics disclosed
Holding and investment officesindustry
NYbased in

Across 12 filings we hold, Brookline Capital Acquisition Corp. has written down 7 of the topics we track. That places it 123 of 1210 companies we hold in holding and investment offices, by how much we have collected.

Brookline Capital Acquisition Corp. has written 7 of our tracked topics into its filings. What it disclosed is public. What that now obligates is not, and it is 531 controls.From SEC filings and our framework corpus

What it discloses

Tracked topics appearing in this company's filings, most frequent first. Each opens the topic, where you can see who else files it and what it obligates.

TopicFilingsMost recent
Internal Control62023-05-24
Cross Border Data Transfer42023-08-10
Enforcement Action42023-05-24
Material Weakness42023-05-24
Restatement42022-08-04
Ransomware32023-08-10
Consent Order22023-05-24

What this obligates

Every instrument below governs something Brookline Capital Acquisition Corp. has written into a filing. This maps to obligations within those frameworks. It is not a finding that the company has failed any of them, and nothing here establishes noncompliance.

10 frameworks, 531 controls between them, deduplicated across topics.

And what those same controls reach into

The controls behind those frameworks also appear in the instruments below, which suggests increased attention to them follows from the same work rather than from a separate programme.

ISO 27701:2019781
ISO 27002:2022496
ISO 22301:2019359
ISO/IEC 42001:2023343
NIS2 Directive224
PCI DSS 4.0165
COBIT 2019148

Tell me when Brookline Capital Acquisition Corp. files something new

One email when there is a new SEC filing, naming what it is and what our corpus says it puts in scope. Nothing else, and one click to stop.

When it filed

Filings we hold, by year. Hover a bar for the count. Peak 5 in 2023.

21
22
23

Recent filings

FiledFormItem
2023-08-1010-Qfiling
2023-05-248-KEntry into a material agreement, Regulation FD disclosure, Financial statements and exhibitsfiling
2023-05-1510-Qfiling
2023-02-2210-Kfiling
2023-01-258-KEntry into a material agreement, Item 3.02, Other material eventfiling
2022-11-1410-Qfiling
2022-08-048-KEntry into a material agreement, Completion of an acquisition, Delisting or listing rule failurefiling
2022-03-188-KEntry into a material agreement, Item 3.02, Regulation FD disclosurefiling
2021-11-248-K/AFinancial statements no longer reliablefiling
2021-11-248-KFinancial statements no longer reliablefiling
2021-02-088-KOther material event, Financial statements and exhibitsfiling
2021-02-028-KEntry into a material agreement, Item 3.02, Item 5.03filing

Others in holding and investment offices

The companies we hold most on in the same industry classification. Each opens side by side with this one.

Where this goes next

  1. The topic Brookline Capital Acquisition Corp. files on most, and every other company that files on it:Internal Control →
  2. How the rest of holding and investment offices compares, and who files most:Holding and investment offices →
  3. The failures that these disclosures usually turn out to be:How compliance programmes fail →
  4. What moved across every company we hold this week:What changed →
  5. And how much of any framework you are already carrying without knowing:What you already have →
New here? Signals tracks the compliance and risk language public companies put into their SEC filings, and cross-references it against 723 frameworks and 20,473 controls. See what moved today or check how much of a framework you already cover.

What this page is

Every row comes from SEC full-text search over this company's filings, matched against the compliance and risk phrases we track. It is a record of what the company itself wrote down, in documents it is legally accountable for. It is not an assessment of the company, a rating, or a claim about how well it manages anything.

A phrase appearing in a filing frequently means the risk section mentions it, not that an event occurred. Where an item number indicates an actual event, the Item column says so.

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