24 controls
14 frameworks share controls with it
United States (Treasury/OFAC)
verified against its source document
Every control below is one this framework asks for. The right hand column counts how
many other frameworks in our corpus carry the same control, which is the difference between
doing this work once and doing it again for the next standard.
OFAC Sanctions Compliance Evidence & Implementation Kit
24 controls is the documentation set somebody has to write. This is that set,
already written: an adopt-ready artifact for every control in policy and procedure text you
edit rather than draft, and the evidence checklist an auditor asks for against each.
See what is in it, $249
The same set every buyer of this kit receives. Nothing here is produced on request.
What you already have
Frameworks whose controls overlap this one, most first. If you run any of them, the
count is roughly what you have already evidenced.
Every control
| Code | Control | Also in |
|---|
MC-1 | Senior Management Support | 10 |
MC-2 | Compliance Culture | 0 |
MC-3 | Dedicated Compliance Officer | 0 |
MC-4 | Resource Allocation | 0 |
OFAC-SCP-1.2 | Sanctions Compliance Officer Appointment | 0 |
OFAC-SCP-2.2 | Customer and Counterparty Due Diligence | 0 |
OFAC-SCP-3.2 | Transaction Interdiction and Blocking | 0 |
OFAC-SCP-3.3 | Country and Comprehensive Sanctions Controls | 0 |
OFAC-SCP-3.4 | Sectoral Sanctions Identification and Controls | 0 |
OFAC-SCP-3.5 | Licensing and General License Management | 0 |
OFAC-SCP-3.6 | Recordkeeping | 0 |
OFAC-SCP-4.2 | Issue Identification and Root Cause Analysis | 0 |
OFAC-SCP-5.2 | Senior Management and Board Training | 0 |
OFAC-SCP-7.2 | Mergers and Acquisitions Sanctions Due Diligence | 0 |
OFAC-SCP-8.2 | Management Information and Metrics | 0 |
TR-1 | Periodic Training Program | 9 |
TR-2 | Job-Specific Training | 9 |
TR-3 | Accountability for Training | 0 |
TR-4 | Training Updates | 9 |
USOFAC-1 | Senior Management Commitment | 0 |
USOFAC-2 | Risk Assessment | 4 |
USOFAC-3 | Internal Controls (Screening, Interdiction, Recordkeeping) | 0 |
USOFAC-4 | Testing and Audit | 0 |
USOFAC-5 | Training and Voluntary Self-Disclosure | 0 |
Tell me when US OFAC Sanctions Compliance Framework files something new
One email when a public company newly discloses something this framework governs, naming the company and what our corpus says it puts in scope. Nothing else, and one click to stop.
What this page is
A control-level reference for US OFAC Sanctions Compliance Framework, drawn from our framework corpus. Control codes and
titles are references to the standard, not reproductions of it. The overlap counts and the
auditor artefacts are our own work and are the part you will not find elsewhere.
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