19 controls
0 frameworks share controls with it
United States
verified against its source document
Every control below is one this framework asks for. The right hand column counts how
many other frameworks in our corpus carry the same control, which is the difference between
doing this work once and doing it again for the next standard.
SOX 404 / ICFR Evidence & Implementation Kit
19 controls is the documentation set somebody has to write. This is that set,
already written: an adopt-ready artifact for every control in policy and procedure text you
edit rather than draft, and the evidence checklist an auditor asks for against each.
See what is in it, $249
The same set every buyer of this kit receives. Nothing here is produced on request.
What you already have
Frameworks whose controls overlap this one, most first. If you run any of them, the
count is roughly what you have already evidenced.
No measured overlap with another framework in the corpus.
Every control
| Code | Control | Also in |
|---|
ENT-1 | Code of Conduct and Ethics | 0 |
ENT-10 | CEO/CFO Sub-Certification Process | 0 |
ENT-2 | Audit Committee Oversight | 0 |
ENT-3 | Whistleblower / Ethics Hotline | 0 |
ENT-4 | Risk Assessment Process | 0 |
ENT-5 | Delegation of Authority | 0 |
ENT-6 | Hiring and Background Checks | 0 |
ENT-7 | Performance Evaluation and Compensation | 0 |
ENT-8 | Internal Audit Function | 0 |
ENT-9 | Disclosure Committee | 0 |
FRAUD-1 | Fraud Risk Assessment | 0 |
FRAUD-2 | Management Override Controls | 0 |
FRAUD-3 | Journal Entry Review and Approval | 0 |
FRAUD-4 | Conflict of Interest Disclosure | 0 |
SOX404-1 | Entity-Level Controls (ELC) | 0 |
SOX404-2 | Period-End Financial Reporting Process (FRP) | 0 |
SOX404-3 | Business Process Controls (Revenue, Procurement, HR, Inventory) | 0 |
SOX404-4 | IT General Controls (ITGC) - Access, Change, Operations | 0 |
SOX404-5 | Deficiency Evaluation and Remediation | 0 |
Tell me when SOX 404 / ICFR files something new
One email when a public company newly discloses something this framework governs, naming the company and what our corpus says it puts in scope. Nothing else, and one click to stop.
What this page is
A control-level reference for SOX 404 / ICFR, drawn from our framework corpus. Control codes and
titles are references to the standard, not reproductions of it. The overlap counts and the
auditor artefacts are our own work and are the part you will not find elsewhere.
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