10.1 | Management system options | 0 |
10.2 | Option A: general management system requirements | 0 |
10.3 | Option B: management system in accordance with ISO 9001 | 0 |
2-3 | Normative references and terms | 0 |
4 | Principles | 0 |
5.1 | Legal and contractual matters | 0 |
5.2 | Management of impartiality | 0 |
5.2.2 | Conflicts of interest | 0 |
5.2.2.1 | No consultancy in AI, information security, data protection or risk management for ISO/IEC 42001 clients | 0 |
5.2.2.2 | Activities that are not conflicts of interest | 0 |
5.2.2.3 | Activities that are conflicts of interest, and no internal audits | 0 |
5.3 | Liability and financing | 0 |
5.3.2 | Liability cover proportionate to clients' turnover | 0 |
6 | Structural requirements | 0 |
7.1 | Competence of personnel | 0 |
7.1.1 | Competence requirements of ISO/IEC 17021-1 plus the AIMS technical competence of 7.1.2 and 7.1.3 | 0 |
7.1.2 | Generic technical competence requirements and Table 1 | 0 |
7.1.3 | Specific technical competence requirements | 0 |
7.1.3.1 | General requirements for AIMS | 0 |
7.1.3.1.1 | Auditing: general AIMS skills of every audit team member and of the team collectively | 0 |
7.1.3.1.2 | Reviewing reports and deciding: general AIMS knowledge | 0 |
7.1.3.2 | AIMS standards, normative documents and certification schemes | 0 |
7.1.3.2.1 | Auditing: knowledge of ISO/IEC 42001, documentation structures, normative documents and schemes; Annex A controls collectively | 0 |
7.1.3.2.2 | Reviewing reports and deciding: knowledge of the standards and schemes | 0 |
7.1.3.2.3 | Application review, team selection and audit time: knowledge of the standards and schemes | 0 |
7.1.3.3 | AI and AIMS related legal obligations | 0 |
7.1.3.3.1 | Auditing: knowledge of the legal obligations applying to AI | 0 |
7.1.3.3.2 | Reviewing reports and deciding: knowledge of AI legal obligations | 0 |
7.1.3.3.3 | Application review, team selection and audit time: knowledge of AI legal obligations | 0 |
7.1.3.4 | AI and AIMS specific terminology, principles, practices, tools, methods and techniques | 0 |
7.1.3.4.1 | Auditing: AI terminology, principles, practices, tools, methods and techniques | 0 |
7.1.3.4.2 | Reviewing reports and deciding: AI terminology, principles, practices, tools, methods and techniques | 0 |
7.1.3.4.3 | Application review, team selection and audit time: AI terminology, principles, practices, tools, methods and techniques | 0 |
7.1.3.5 | Client business sector | 0 |
7.1.3.5.1 | Auditing: knowledge of the client's business sector | 0 |
7.1.3.5.2 | Reviewing reports and deciding: knowledge of the client's business sector | 0 |
7.1.3.5.3 | Application review, team selection and audit time: knowledge of the client's business sector | 0 |
7.1.3.6 | Client products, processes and organization | 0 |
7.1.3.6.1 | Auditing: knowledge of the client's products, processes and organization | 0 |
7.1.3.6.2 | Reviewing reports and deciding: knowledge of the client's products, processes and organization | 0 |
7.2 | Personnel involved in the certification activities | 0 |
7.2.2 | Demonstration of knowledge and experience | 0 |
7.3 | Use of individual external auditors and external technical experts | 0 |
7.4 | Personnel records | 0 |
7.5 | Outsourcing | 0 |
8.1 | Public information | 0 |
8.2 | Certification documents | 0 |
8.2.2 | AIMS certification documents | 0 |
8.3 | Reference to certification and use of marks | 0 |
8.4 | Confidentiality | 0 |
8.4.2 | Access to the documentation of the organization | 0 |
8.5 | Information exchange between a certification body and its clients | 0 |
9.1 | Pre-certification activities | 0 |
9.1.2 | Audit programme | 0 |
9.1.3 | Scope of certification | 0 |
9.1.4 | Determining audit time | 0 |
9.1.5 | Multi-site sampling | 0 |
9.1.6 | Multiple management systems | 0 |
9.2 | Planning audits | 0 |
9.2.1 | Determining audit objectives, scope and criteria | 0 |
9.2.2 | Audit team selection and assignments | 0 |
9.2.3 | Audit plan | 0 |
9.2.4 | Deployment of remote audit | 0 |
9.3 | Initial certification | 0 |
9.3.2 | Initial certification audit | 0 |
9.4 | Conducting audits | 0 |
9.5 | Certification decision | 0 |
9.6 | Maintaining certification | 0 |
9.6.2 | Surveillance activities | 0 |
9.6.3 | Re-certification | 0 |
9.6.4 | Special audits | 0 |
9.6.5 | Suspending, withdrawing or reducing the scope of certification | 0 |
9.7 | Appeals | 0 |
9.8 | Complaints | 0 |
9.9 | Client records | 0 |
A | Annex A (normative): Audit time | 0 |
B-C | Annexes B and C (informative): examples for audit time calculations; template for a certification document | 0 |