HKMA-SPM-AML-Ordinance-Sectoral | HKMA SPM AML/CFT (AMLO Guidelines), Banking Ordinance Integration, Sectoral Coordination | 0 |
HKMA-SPM-CG-IC-AC-Governance-Control-Audit | HKMA SPM Corporate Governance (CG-1/2/3/5/6), Internal Control (IC-1/5), Auditing (AC-G) | 67 |
HKMA-SPM-CR-MR-IR-LM-CA-Risk | HKMA SPM Credit Risk (CR), Market Risk (MR), Interest Rate Risk (IR), Liquidity (LM), Capital Adequacy (CA) | 0 |
HKMA-SPM-Crosswalk-Basel-FATF-FSB-Sectoral | HKMA SPM Crosswalk to Basel III, FATF, FSB Operational Resilience, IOSCO and Sectoral Frameworks | 0 |
HKMA-SPM-Implementation-AI-Compliance-SupervisoryDialogue | HKMA SPM Implementation Roadmap, AI Compliance Roles, Supervisory Dialogue and Sectoral Engagement | 0 |
HKMA-SPM-International-Coordination-2024-2025-Pipeline | HKMA SPM International Coordination (BCBS, IOSCO, FSB) and 2024-2025 Pipeline (Climate, AI, DORA, ESG) | 0 |
HKMA-SPM-Module-Lifecycle-Versioning-Consultation | HKMA SPM Module Lifecycle, Versioning, Consultation Process and Sectoral Updates | 0 |
HKMA-SPM-OR-RR-SA-OperationalResilience | HKMA SPM Operational Risk (OR-1), Operational Resilience (OR-2), Recovery Planning (RR-1), Outsourcing (SA-2) | 40 |
HKMA-SPM-Status-Industry-Adoption-Future | HKMA SPM Status, Industry Adoption, Hong Kong International Financial Centre Positioning and Future | 0 |
HKMA-SPM-TM-Technology-TM-G-1-CRAF-Coord | HKMA SPM Technology Management Modules (TM-G-1 to TM-G-4, TM-E-1) + Coordination with C-RAF | 58 |
HKMA-SPM-Umbrella-60Modules-Structure | HKMA SPM Umbrella Structure, ~60 Modules Organised by Topic, Module Numbering and Versioning | 0 |
AML-1 | AML-1 Supervisory Approach on Anti-Money Laundering and Counter-Financing of Terrorism | 0 |
AML-2 | AML-2 Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Authorized Institutions) | 0 |
CA-B-1 | CA-B-1 Countercyclical Capital Buffer (CCyB): Approach to its Implementation | 0 |
CA-B-2 | CA-B-2 Systemically Important Banks | 0 |
CA-B-3 | CA-B-3 Countercyclical Capital Buffer (CCyB): Geographic Allocation of Private Sector Credit Exposures | 0 |
CA-D-1 | CA-D-1 Guideline on the Application of the Banking (Disclosure) Rules | 0 |
CA-G-1 | CA-G-1 Overview of Capital Adequacy Regime for Locally Incorporated Authorized Institutions | 0 |
CA-G-2 | CA-G-2 Maintenance of Adequate Capital against Market Risk | 0 |
CA-G-3 | CA-G-3 Use of Internal Models Approach to Calculate Market Risk | 0 |
CA-G-4 | CA-G-4 Validating Risk Rating Systems under the IRB Approach | 0 |
CA-G-5 | CA-G-5 Supervisory Review Process | 0 |
CA-S-10 | CA-S-10 Fair Value Practices | 0 |
CA-S-4 | CA-S-4 Capital Adequacy Requirements for Investment Guarantees under Mandatory Provident Fund Schemes | 0 |
CA-S-5 | CA-S-5 Use of Internal Models to Measure Market Risks for Investment Guarantees under MPF Schemes | 0 |
CA-S-6 | CA-S-6 Instruments Eligible for Inclusion in Core Capital | 0 |
CA-S-7 | CA-S-7 Term Subordinated Debt and Paid-up Term Preference Shares for Inclusion in Supplementary Capital | 0 |
CA-S-8 | CA-S-8 Perpetual Subordinated Debt and Paid-up Irredeemable Cumulative Preference Shares for Inclusion in Supplementary Capital | 0 |
CA-S-9 | CA-S-9 Use of the Fair Value Option for Financial Instruments | 0 |
CG-1 | CG-1 Corporate Governance of Locally Incorporated Authorized Institutions | 0 |
CG-2 | CG-2 Systems of Control for the Appointment of Managers | 0 |
CG-3 | CG-3 Code of Conduct | 0 |
CG-4 | CG-4 Establishment of Overseas Banking Subsidiaries: §51A | 0 |
CG-5 | CG-5 Guideline on a Sound Remuneration System | 0 |
CG-6 | CG-6 Competence and Ethical Behaviour | 0 |
CG-7 | CG-7 Benchmark Submission | 0 |
CR-G-1 | CR-G-1 General Principles of Credit Risk Management | 0 |
CR-G-10 | CR-G-10 Problem Credit Management | 0 |
CR-G-12 | CR-G-12 Credit Risk Transfer Activities | 0 |
CR-G-13 | CR-G-13 Counterparty Credit Risk Management | 0 |
CR-G-14 | CR-G-14 Non-centrally Cleared OTC Derivatives Transactions: Margin and Other Risk Mitigation Standards | 0 |
CR-G-2 | CR-G-2 Credit Approval, Review and Records | 0 |
CR-G-3 | CR-G-3 Credit Administration, Measurement and Monitoring | 0 |
CR-G-5 | CR-G-5 Country Risk Management | 0 |
CR-G-6 | CR-G-6 Interest Recognition | 0 |
CR-G-7 | CR-G-7 Collateral and Guarantees | 0 |
CR-G-8 | CR-G-8 Large Exposures and Risk Concentrations | 0 |
CR-G-9 | CR-G-9 Exposures to Connected Parties | 0 |
CR-L-1 | CR-L-1 Consolidated Supervision of Concentration Risks: BELR Rule 6 | 0 |
CR-L-2 | CR-L-2 Exemption of Financial Exposures: §81(6)(b)(i) | 0 |
CR-L-3 | CR-L-3 Letters of Comfort: BELR Rule 57(1)(d) | 0 |
CR-L-4 | CR-L-4 Underwriting of Securities: BELR | 0 |
CR-L-5 | CR-L-5 Major Acquisitions and Investments: BELR Part 3 | 0 |
CR-S-2 | CR-S-2 Syndicated Lending | 0 |
CR-S-4 | CR-S-4 New Share Subscription and Share Margin Financing | 0 |
CR-S-5 | CR-S-5 Credit Card Business | 0 |
CS-1 | CS-1 Group-wide Approach to Supervision of Locally Incorporated Authorized Institutions | 0 |
GL | Glossary | 0 |
GS-1 | GS-1 Climate Risk Management | 0 |
IB-1 | IB-1 Supervision of Insurance Intermediary Business of Authorized Institutions | 0 |
IC-1 | IC-1 Risk Management Framework | 0 |
IC-2 | IC-2 Internal Audit Function | 0 |
IC-3 | IC-3 Reporting Requirements Relating to Authorized Institutions' External Auditors under the Banking Ordinance | 0 |
IC-4 | IC-4 Complaints Handling and Redress | 0 |
IC-5 | IC-5 Stress-testing | 0 |
IC-6 | IC-6 The Sharing and Use of Consumer Credit Data through Credit Reference Agencies | 0 |
IC-7 | IC-7 The Sharing and Use of Commercial Credit Data through a Commercial Credit Reference Agency | 0 |
IN | Introduction: scope, purpose and organisation of the Supervisory Policy Manual | 0 |
IR-1 | IR-1 Interest Rate Risk in the Banking Book | 0 |
LM-1 | LM-1 Regulatory Framework for Supervision of Liquidity Risk | 0 |
LM-2 | LM-2 Sound Systems and Controls for Liquidity Risk Management | 0 |
MB-1 | MB-1 Risk-based Supervision of Approved Money Brokers | 0 |
MR-1 | MR-1 Market Risk Capital Charge | 0 |
MR-2 | MR-2 CVA Risk Capital Charge | 0 |
OR-1 | OR-1 Operational Risk Management | 0 |
OR-2 | OR-2 Operational Resilience | 0 |
RE-1 | RE-1 Recovery Planning | 0 |
RR-1 | RR-1 Reputation Risk Management | 0 |
SA-1 | SA-1 Risk-based Supervisory Approach | 0 |
SA-2 | SA-2 Outsourcing | 0 |
SB-1 | SB-1 Supervision of Regulated Activities of SFC-Registered Authorized Institutions | 0 |
SB-2 | SB-2 Leveraged Foreign Exchange Trading | 0 |
SEC-CA | Capital adequacy (CA-G, CA-B, CA-S, CA-D) | 0 |
SEC-CG | Corporate governance (CG) | 0 |
SEC-CR | Credit risk management (CR-G, CR-L, CR-S) | 0 |
SEC-IC | Internal controls and risk management (IC) | 0 |
SEC-LM | Liquidity, market and interest rate risk (LM, MR, IR, TA) | 0 |
SEC-OR | Operational, technology, climate, reputation, strategic and recovery (OR, TM, GS, RR, SR, RE) | 0 |
SEC-SA | Supervisory approach and group supervision (SA, CS, MB) | 0 |
SEC-SB | Regulated activities and financial crime (SB, TB, IB, AML) | 0 |
SR-1 | SR-1 Strategic Risk Management | 0 |
TA-2 | TA-2 Foreign Exchange Risk Management | 0 |
TB-1 | TB-1 Regulation and Supervision of Trust Business | 0 |
TM-C-1 | TM-C-1 Supervisory Approach on Cyber Risk Management | 0 |
TM-E-1 | TM-E-1 Risk Management of E-banking | 0 |
TM-E-2 | TM-E-2 Regulation of Advertising Material for Deposits Issued over the Internet | 0 |
TM-G-1 | TM-G-1 General Principles for Technology Risk Management | 0 |
TM-G-2 | TM-G-2 Business Continuity Planning | 0 |