28 controls
1 frameworks share controls with it
International
verified against its source document
Every control below is one this framework asks for. The right hand column counts how
many other frameworks in our corpus carry the same control, which is the difference between
doing this work once and doing it again for the next standard.
Basel III International Banking Framework Evidence & Implementation Kit
28 controls is the documentation set somebody has to write. This is that set,
already written: an adopt-ready artifact for every control in policy and procedure text you
edit rather than draft, and the evidence checklist an auditor asks for against each.
See what is in it, $249
The same set every buyer of this kit receives. Nothing here is produced on request.
What you already have
Frameworks whose controls overlap this one, most first. If you run any of them, the
count is roughly what you have already evidenced.
Every control
| Code | Control | Also in |
|---|
BASEL3-BUF-1 | Capital Conservation Buffer | 0 |
BASEL3-BUF-2 | Countercyclical Capital Buffer | 0 |
BASEL3-CAP-1 | Common Equity Tier 1 (CET1) Capital Ratio | 1 |
BASEL3-CAP-2 | Tier 1 Capital Ratio | 0 |
BASEL3-CAP-3 | Total Capital Ratio | 0 |
BASEL3-CRE-1 | Credit Risk - Standardised Approach (SA) | 0 |
BASEL3-CRE-2 | Credit Risk - Internal Ratings-Based (IRB) Approach | 0 |
BASEL3-CRE-3 | Counterparty Credit Risk (SA-CCR) | 0 |
BASEL3-CVA-1 | Credit Valuation Adjustment (CVA) Risk Capital | 0 |
BASEL3-DIS-1 | Composition of Capital Disclosure | 0 |
BASEL3-DIS-2 | Risk-Weighted Assets and Risk Disclosures | 1 |
BASEL3-DIS-3 | Leverage Ratio Disclosure | 0 |
BASEL3-DIS-4 | Liquidity (LCR and NSFR) Disclosure | 0 |
BASEL3-DIS-5 | Key Prudential Metrics Disclosure | 1 |
BASEL3-GSIB-1 | G-SIB Higher Loss Absorbency Surcharge | 0 |
BASEL3-LCR-1 | Liquidity Coverage Ratio (LCR) | 0 |
BASEL3-LEV-1 | Leverage Ratio | 0 |
BASEL3-LEV-2 | G-SIB Leverage Ratio Buffer | 0 |
BASEL3-LEX-1 | Large Exposures Limit | 0 |
BASEL3-LIQ-1 | Liquidity Monitoring Tools | 0 |
BASEL3-MAR-1 | Market Risk (FRTB) | 0 |
BASEL3-NSF-1 | Net Stable Funding Ratio (NSFR) | 0 |
BASEL3-OPE-1 | Operational Risk - Standardised Approach | 0 |
BASEL3-RBC-1 | Output Floor | 0 |
BASEL3-SRP-1 | Internal Capital Adequacy Assessment Process (ICAAP) | 1 |
BASEL3-SRP-2 | Supervisory Review and Evaluation Process (SREP) | 1 |
BASEL3-SRP-3 | Interest Rate Risk in the Banking Book (IRRBB) | 0 |
BASEL3-SRP-4 | Supervisory Stress Testing | 1 |
Tell me when Basel III International Banking Framework files something new
One email when a public company newly discloses something this framework governs, naming the company and what our corpus says it puts in scope. Nothing else, and one click to stop.
What this page is
A control-level reference for Basel III International Banking Framework, drawn from our framework corpus. Control codes and
titles are references to the standard, not reproductions of it. The overlap counts and the
auditor artefacts are our own work and are the part you will not find elsewhere.
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