22 controls
14 frameworks share controls with it
United States
held in the corpus
Every control below is one this framework asks for. The right hand column counts how
many other frameworks in our corpus carry the same control, which is the difference between
doing this work once and doing it again for the next standard.
AICPA SOC 3 Trust Services Evidence & Implementation Kit
22 controls is the documentation set somebody has to write. This is that set,
already written: an adopt-ready artifact for every control in policy and procedure text you
edit rather than draft, and the evidence checklist an auditor asks for against each.
See what is in it, $249
The same set every buyer of this kit receives. Nothing here is produced on request.
What you already have
Frameworks whose controls overlap this one, most first. If you run any of them, the
count is roughly what you have already evidenced.
Every control
| Code | Control | Also in |
|---|
SOC3-AUDITOR-OPINION | Auditor Opinion | 0 |
SOC3-AVAILABILITY | Availability Criteria | 2 |
SOC3-BOUNDARY | System Boundary | 0 |
SOC3-CHANGE-MGT | Change Management | 5 |
SOC3-COMMS | Communication | 6 |
SOC3-CONFID | Confidentiality | 5 |
SOC3-CONTROL-ENV | Control Environment | 1 |
SOC3-DATA-PROTECT | Data Protection | 0 |
SOC3-INCIDENT-MGT | Incident Response | 1 |
SOC3-LOGICAL-ACCESS | Logical Access | 1 |
SOC3-MARKETING-USE | Marketing and Distribution | 0 |
SOC3-MGMT-ASSERT | Management Assertion | 0 |
SOC3-MONITORING | Monitoring Controls | 1 |
SOC3-PERIOD | Reporting Period | 0 |
SOC3-PRIVACY | Privacy Criteria | 1 |
SOC3-PROC-INTEG | Processing Integrity | 1 |
SOC3-PURPOSE | General Use Trust Services Report | 0 |
SOC3-RISK-ASSESS | Risk Assessment Process | 5 |
SOC3-SECURITY | Common Criteria Security | 0 |
SOC3-TSC | Trust Services Criteria Coverage | 0 |
SOC3-VENDOR | Vendor and Subservice Management | 1 |
SOC3-VULN-MGT | Vulnerability Management | 1 |
Tell me when AICPA SOC 3 files something new
One email when a public company newly discloses something this framework governs, naming the company and what our corpus says it puts in scope. Nothing else, and one click to stop.
What an auditor will ask you to produce
The artefacts named on the failure modes this framework speaks to.
- Risk assessment process
- Fraud-risk consideration
- Risk responses
- Annual risk assessment report
- Threat modelling output
- Risk register with treatment decisions
- Encryption at rest/in transit
- Access controls on data
- Data retention/disposal
- Encryption of sensitive data at rest/in transit
How programmes fail on this
Failure modes named by this framework and others. Each opens the full record.
What this page is
A control-level reference for AICPA SOC 3, drawn from our framework corpus. Control codes and
titles are references to the standard, not reproductions of it. The overlap counts and the
auditor artefacts are our own work and are the part you will not find elsewhere.
Measure this against what you already run ·
All frameworks · Today's edition